The Securities and Exchange Commission's Best Execution proposal is receiving significant pushback from the muni market for its overlap with existing rules at the Municipal Securities Rulemaking Board ...
Top Justice Department antitrust officials are taking the unusual step of urging Wall Street’s main regulator to proceed with caution on a suite of proposals to overhaul the plumbing of equities ...
Critics say proposals that target payment for order flow try to do too much, too fast, and conflict with rules in place that are working. By Mark Schoeff Jr. SEC proposals designed to help investors ...
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