NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures …

NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the …

Understand the responsibilities of a security manager. Use these templates and forms to prepare for registration. Access information detailing CFTC registration and NFA membership.

NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category …

This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of NFA.

Electronic Filing Systems Members should use the systems listed below to meet their regulatory filings requirements. To use NFA's filing systems, firms will need to designate a security …

BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a …

The CFTC registration and NFA membership information provided in BASIC includes the current and historical CFTC registration and NFA membership statuses of individuals and firms.

NFA's directories and registries provide information about NFA Members and CFTC registrants, including, among other details, registration and membership status, NFA ID, exemption notice …

To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS)